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ISO 19600 Compliance Management Systems

Lead Compliance Manager

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ISO 19600 Compliance Management Systems Lead Compliance Manager

ISO 19600 CMS Lead Compliance Manager

Master the implementation and management of a Compliance Management System (CMS) based on ISO 19600.

5 Days

LENGTH

31
CE/PDU
CREDITS

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Master the implementation and management of a Compliance Management System (CMS) based on ISO 19600.

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SUMMARY
The ISO 19600 Lead Compliance Manager Training enables you to develop the necessary skills and expertise to support an organization in establishing, implementing, evaluating, maintaining and improving an effective compliance management system based on the ISO 19600 standard. During this training course, you will also gain a thorough understanding of the best practices of compliance management and learn the elements needed to implement and manage a CMS, such as: identifying compliance obligations, establishing CMS objectives and policies, demonstrating leadership and commitment, creating a compliance culture, planning and controlling operations, conducting performance measurements, audits, and management reviews, and ensuring continual improvement.

After mastering all the necessary concepts of Compliance Management, you can sit for the exam and apply for a "PECB Certified ISO 19600 Lead Compliance Manager" credential. By holding a PECB Certificate, you will be able to demonstrate that you have the professional capabilities and competencies to effectively manage a compliance management system in an organization.

Who Should Attend?

  • Compliance officers/chief compliance officers leading the compliance function in organizations
  • Expert advisors/consultants seeking to master the implementation and management of a compliance management system based on the recommendations of ISO 19600
  • Individuals responsible for the maintenance of compliance obligations within an organization
  • CMS team members

COURSE AGENDA

DURATION: 5 DAYS

DAY 1

Introduction to ISO19600 and initiation of a CMS

  • Course objectives and structure
  • Standard and regulatory framework
  • Initiate the CMS implementation
  • Understanding of the organization and its context
  • Leadership and commitment
  • CMS scope

DAY 2

Plan the implementation of the CMS according to ISO 19600

  • CMS policy
  • Compliance obligations
  • Compliance risk assessment
  • Organizational roles and responsibilities
  • Compliance function

DAY 3

CMS Implementation according to ISO 19600

  • Resource management process
  • Compliance culture
  • Communication process
  • Documentation management
  • Compliance planning and control

DAY 4

Monitoring, evaluating and continually improving the CMS according to ISO 19600

  • Compliance performance and reports
  • Audits
  • Management review
  • Management of nonconformities/noncompliances
  • Continual improvement
  • Certification process for individuals and closing the training

DAY 5

Certification Exam

Learning Objectives

  • Understand the components and operation of a CMS based on ISO 19600 and its principal processes
  • Acknowledge the correlation between ISO 19600 and other standards and regulatory frameworks
  • Understand the concepts approaches, standards, methods and techniques for the implementation and effective management of a CMS
  • Learn how to support an organization to effectively plan, implement, manage, monitor and maintain a CMS
  • Acquire the expertise to advise an organization in implementing CMS best practices

EXAMINATION

The "PECB Certified ISO 19600 Lead Compliance Manager" exam fully meets the requirements of the PECB Examination and Certification Programme (ECP). The exam covers the following competence domains:

1

Domain 1: Compliance management process steps and framework

2

Domain 2: Establishing a compliance management system

3

Domain 3: Implementing a compliance management system

4

Domain 4: Evaluating the compliance management system

5

Domain 5: Maintaining the compliance management system

CERTIFICATION

  • A certificate will be issued to participants who successfully pass the exam and comply with all the other requirements related to the selected credential


Credential

PECB Certified
ISO 19600 Provisional Compliance Manager

PECB Certified
ISO 19600 Compliance Manager

PECB Certified
ISO 19600 Lead Compliance Manager


Exam

PECB Certified ISO 19600 Lead Compliance Manager Exam or Equivalent

PECB Certified ISO 19600 Lead Compliance Manager Exam or Equivalent

PECB Certified ISO 19600 Lead Compliance Manager Exam or Equivalent

Professional
Experience

None


Two years
One year of work experience in Compliance Mgmt

Five years
Two years work experience in Compliance Mgmt

Compliance Management
Experience

None


Compliance Management activities
totaling 200 hours

Compliance Management activities
totaling 300 hours

Other
Requirements

Signing the PECB code of ethics

Signing the PECB code of ethics

Signing the PECB code of ethics

GENERAL INFORMATION

  • Certification fees are included in the exam price
  • A student manual containing over 400 pages of information and practical examples will be distributed to participants
  • A participation certificate of 31 CPD (Continuing Professional Development) credits will be issued to participant
  • In case of failure of the exam, participants are allowed to retake the exam for free under certain conditions

Training Calendar

NORTH AMERICA COURSES

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Lead Compliance Manager

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Lead Compliance Manager

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*These Live Online Courses are schedule at 6-10 pm GST.

SOUTH AFRICA COURSES

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Updated Price for Training:

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Dates

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PECB Certified
ISO 19600
Lead Compliance Manager

(download)

Self Study Course

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$1000

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*These Live Online Courses are schedule at 6-10 pm GST.

Compliance Management System Training

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